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IOSCO Commodity Derivatives Markets Supervisory Principles

The International Organisation of Securities Commisisons Commodity Derivatives Markets Supervisory Principles, which update and add to the 1997 Tokyo Communiqué, were developed in response to contemporary trends in commodity derivatives markets.

Originally Published:

Thursday, September 15, 2011

Financial Services Authority Guide to the European Union and its Legislative Processes

The Financial Services Authority has published a revised version of its brief guide to the European Union and its legislative process.

Originally Published:

Friday, July 15, 2011

SEC Issues Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934

Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 established a whistleblower program that requires the Securities and Exchange Commission to pay an award to eligible whistleblowers who voluntarily provide the SEC with original information about a violation of the fed

Originally Published:

Wednesday, May 25, 2011

IOSCO Task Force on Commodity Futures Markets Issues Report to the Financial Stability Board

The International Organization of Securities Commission’s Task Force on Commodity and Futures Markets has published a report to the Financial Stability Board, which set out its work.

Originally Published:

Friday, April 15, 2011

Communiqué – Meeting of G-20 Finance Ministers and Central Bank Governors (Washington DC, April 2011)

On 14 April 2011, a communiqué was published following a meeting of G-20 Finance Ministers and Central Bank Governors.

Originally Published:

Thursday, April 14, 2011

Government Accountability Office Reports on Consumer Costs for Debt Protection Products

In response to a mandate in the Credit Card Accountability Responsibility and Disclosure Act of 2009, this report reviews these products’ market share and characteristics, federal and state oversight, and advantages and disadvantages to consumers.

Originally Published:

Friday, March 25, 2011

CPSS-IOSCO Release Joint Report on Principles for Financial Market Infrastructures

Issued for public consultation by the Committee on Payment and Settlement Systems and the Technical Committee of the International Organization of Securities Commissions, the new standards are designed to ensure that the essential infrastructure supporting global financial markets is even more robus

Originally Published:

Thursday, March 10, 2011

IOSCO Discussion Paper on Mitigating Systemic Risk

The International Organisation of Securities Commissions has released a paper which aims to promote discussion among regulators on the ways systemic risk comes under their mandates, and to give them insights into how they can identify, monitor, mitigate and manage systemic risk.

Originally Published:

Thursday, February 24, 2011

IOSCO Report on the Trading of OTC Derivatives

The International Organisation of Securities Commissions has released a report which analyses the trading of over-the-counter derivatives.

Originally Published:

Friday, February 18, 2011

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