Asia-Pacific

SFC-HKMA Jointly Introduce Mystery Shopping Programme to Monitor Selling Practices

The Securities and Futures Commission and the Hong Kong Monetary Authority jointly engaged an external service provider, the Hong Kong Productivity Council, to carry out mystery shopping exercises between July and November 2010 to look into the selling practices of intermediaries involving unlisted
Originally Published: 
Monday, May 2, 2011

Hong Kong Exchanges and Clearing Limited Issue Consultation Conclusions on Review of the Corporate Governance Code and Associated Listing Rules

In December 2010, the Hong Kong Exchanges and Clearing Limited started a consultation on the review of the Code on Corporate Governance and Associated Listing Rules. This report details the amendments to the Corporate Governance Code emanating from feedback to the consultation paper.
Originally Published: 
Saturday, October 1, 2011

Hong Kong Exchanges and Clearing Limited Issues Consultation Paper on Clearing House Risk Management Reform Measures

Hong Kong Exchanges and Clearing Limited has released a consultation paper which details its internal review of its three clearing houses’ risk management measures, with particular focus on the stress testing methodologies and the adequacy of clearing houses’ financial resources when acting as centr
Originally Published: 
Friday, July 1, 2011

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