Report on China’s implementation of Basel III published by the Basel Committee
Basel Committee publishes report China’s implementation of the framework, assigning an overall grading of compliant.
Originally Published:
Friday, September 27, 2013
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APRA releases draft reporting standards for the supervision of conglomerate groups
APRA consults on proposed reporting standards relating to the capital adequacy of conglomerate groups.
Originally Published:
Thursday, September 26, 2013
Basel III monitoring results published by the Basel Committee
Basel Committee publishes results of Basel III monitoring exercise ascertaining impact of the framework on banks.
Originally Published:
Wednesday, September 25, 2013
APRA releases letter to RSE Licensees on SRS 702.0
APRA releases letter to RSE licensees notifying of its decision to extend the due date for the first quarterly submission under the SRS 702.0.
Originally Published:
Monday, September 23, 2013
APRA releases draft prudential practice guide for superannuation
APRA consults on its requirements in relation to the audit for an RSE licensee’s business operations.
Originally Published:
Friday, September 20, 2013
FCA Statement on CRD IV
EBA launches public consultation on their XBRL Taxonomy, marking another milestone towards CRD IV implementation.
Originally Published:
Friday, September 20, 2013
JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Offices “London Whale” trades
FCA fines JPMorgan Chase Bank N.A. for breaches of FCA Principles caused by high risk trading strategy, weak management and inadequate responses.
Originally Published:
Thursday, September 19, 2013
GC13/5 Supervising retail investment advice: inducements and conflicts of interest
FCA releases report setting out findings of its thematic supervision work on the payments made by life insurers to advisory firms under services or distribution agreements.
Originally Published:
Wednesday, September 18, 2013
IOSCO confirmed as the Key Global Reference Point for Securities Regulation
IOSCO agrees to begin work on a strategic plan defining outcomes for 2015-2020 and laying down the roadmap for meeting those outcomes.
Originally Published:
Wednesday, September 18, 2013
IOSCO Reinforces Standard on Cross-Border Cooperation
IOSCO adopts restrictive measures encouraging non-signatory members to sign the IOSCO Multilateral Memorandum of Understanding on cooperation and exchange of information.
Originally Published:
Wednesday, September 18, 2013