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ASIC keeps the training wheels on Macquarie

Originally Published: 
Thursday, February 19, 2015
Dr George Gilligan argues that ASIC has ensured that regulatory compliance training wheels are still firmly on Macquarie Equities Limited, a subsidiary of Macquarie Bank.

Insider trading enforcement in Australia

Insider trading enforcement in Australia Authors: Lei, Victor; Ramsay, Ian Source: Law and Financial Markets Review, Volume 8, Number 3, September 2014, pp. 214-226(13) http://dx.doi.org/10.5235/17521440.8.3.214
Originally Published: 
Tuesday, September 30, 2014

Securities Class Actions Escalate

Originally Published: 
Monday, April 14, 2014
Michael Legg, UNSW Law, together with John Emmerig, Partner and head of Jones Day's class action practice for Australia discuss the increasing level of securities class actions.

Behind Closed Doors: APRA and Enforceable Undertakings

Originally Published: 
Sunday, October 27, 2013
Does APRA’s acceptance of enforceable undertakings in Trio mean that its loss of disqualification power over individuals has driven its processes behind closed doors and made APRA less accountable?

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