Regulatory Design

The Global Financial Crisis has demonstrated the limits of debates over privileging rules over principles or vica-versa. Effective regulatory design necessitates a pro-active interaction between rules, principles and social norms in order to determine that stated values actually inform practice. This series examines the impact of the GFC on regulatory design.    

Australian Prudential Regulatory Authority Releases Discussion Paper on Covered Bonds and Securitization Matters

The Australian Prudential Regulation Authority has published for consultation a discussion paper outlining its proposals to introduce a new prudential standard for authorised deposit-taking institutions that issue covered bonds.
Originally Published: 
Tuesday, November 8, 2011

Financial Stability Oversight Council Issues Proposed Rule and Guidance on Authority to Require Supervision and Regulation of Certain Non-Bank Financial Companies

The proposed rule and attached guidance describe the manner in which the Financial Stability Oversight Council intends to apply the statutory standards and considerations, and the processes and procedures that the Council intends to follow, in making determinations under section 113 of the Dodd-Fran
Originally Published: 
Tuesday, October 18, 2011

European Banking Authority Issues Draft Guidelines on the Incremental Default in Migration Risk Charge

The paper provides guidance on the incremental risk capital charge modelling approaches employed by credit institutions using the Internal Model Approach for the calculation of the required capital for specific interest risk in the trading book.
Originally Published: 
Wednesday, November 30, 2011

US Federal Agencies Issue Joint Notice of Proposed Rulemaking on Risk Based Capital Guidelines

The Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation are seeking comment on an amendment to the notice of proposed rulemaking to modify the agencies’ market risk capital rules, published in the Federal Register on
Originally Published: 
Wednesday, January 11, 2012

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