Regulatory Design

The Global Financial Crisis has demonstrated the limits of debates over privileging rules over principles or vica-versa. Effective regulatory design necessitates a pro-active interaction between rules, principles and social norms in order to determine that stated values actually inform practice. This series examines the impact of the GFC on regulatory design.    

Speech by Chancellor of the Exchequer on Regulation of the UK Banking and Financial Services Industry

In his speech at the Lord Mayor’s dinner for bankers and merchants of the City of London, the Chancellor of the Exchequer, George Osborne MP, stated that the British economy is concerned with two key issues: (i) what the right culture of regulation is; and (ii) how international rules apply and wher
Originally Published: 
Wednesday, June 15, 2011

CPSS-IOSCO Publishes Final Report on Requirements for OTC Derivatives Data Reporting and Aggregation

The International Organisation of Securities Commissions and the Committee on Payment and Settlement Systems have published a final report on over-the-counter derivatives data that should be collected, stored and disseminated by trade repositories.
Originally Published: 
Tuesday, January 17, 2012

European Systemic Risk Board Recommendation on the Macro-Prudential Mandate of National Authorities

The European Systemic Risk Board recommendation provides that Member States should designate a competent authority in national legislation to conduct macro-prudential policy whose objective is to safeguard the stability of the financial system.
Originally Published: 
Monday, January 16, 2012

European Securities and Markets Authority Annual Report on the Application of the Credit Rating Agencies Regulation

From 1 July 2011, the European Securities and Markets Authority was given exclusive responsibility for the registration and supervision of credit rating agencies in the EU. ESMA has published its first Annual Report on the Application of the Credit Rating Agencies Regulation.
Originally Published: 
Thursday, January 12, 2012

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