Regulatory Design

The Global Financial Crisis has demonstrated the limits of debates over privileging rules over principles or vica-versa. Effective regulatory design necessitates a pro-active interaction between rules, principles and social norms in order to determine that stated values actually inform practice. This series examines the impact of the GFC on regulatory design.    

OECD States that Urgent Reform is the Key to Securing Asia’s Pension Systems

Asia’s pension systems need modernising urgently to deliver secure, sustainable and adequate retirement incomes for today’s workers in the context of the rapid population ageing that will occur over the next two decades, according to a new report from the Organisation for Economic Cooperation and De
Originally Published: 
Wednesday, January 25, 2012

SEC Issues Study and Recommendations on Section 404(b) of SOX for Issuers with Public Float between $75 and $250 Million

Section 989G(b) of The Dodd-Frank Act mandated a study by the Securities and Exchange Commission on Section 404(b) of the Sarbanes-Oxley Act for issuers with public float between $75 and $250 million.
Originally Published: 
Friday, April 22, 2011

SEC Report Regarding the Status of its Implementation of Organizational Reform Recommendations

The Report, mandated by Section 967 of the Dodd-Frank Act, was prepared to address the recommendations made in March 2011 by the Boston Consulting Group who submitted a Report to Congress examining the internal operations, structure and need for reform at the Securities and Exchange Commission.
Originally Published: 
Friday, September 9, 2011

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