Article Filter

Has taxonomy terms (with depth)

IOSCO Updates Information Repository for Central Clearing Requirements for OTC Derivatives

The International Organization of Securities Commissions (IOSCO) today released an update of its information repository for central clearing requirements for OTC derivatives

Originally Published:

Tuesday, October 28, 2014

CPMI and IOSCO issue report on the recovery of financial market infrastructures

The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) have today published a report entitled Recovery of financial market infrastructures.

Originally Published:

Wednesday, October 15, 2014

The fiduciary duty to protect: the forgotten duty in pension fund investment

The fiduciary duty to protect: the forgotten duty in pension fund investment Author: Youngdahl, Jay Source: Law and Financial Markets Review, Volume 8, Number 3, September 2014, pp. 241-248(8) http://dx.doi.org/10.5235/17521440.8.3.241

Originally Published:

Tuesday, September 30, 2014

Insider trading enforcement in Australia

Insider trading enforcement in Australia Authors: Lei, Victor; Ramsay, Ian Source: Law and Financial Markets Review, Volume 8, Number 3, September 2014, pp. 214-226(13) http://dx.doi.org/10.5235/17521440.8.3.214

Originally Published:

Tuesday, September 30, 2014

The ASX Governance Council and “independent” boards

The ASX Governance Council and “independent” boards Author: Swan, Peter Source: Law and Financial Markets Review, Volume 8, Number 3, September 2014, pp. 196-198(3) http://dx.doi.org/10.5235/17521440.8.3.196

Originally Published:

Tuesday, September 30, 2014

Conduct Risk Management: a Top Priority

Originally Published:

Wednesday, July 23, 2014

Wietske Jarvis-Blees, a regulatory analyst for the Thomson Reuters Compliance Complete service, examines conduct risk management

Banks: Conduct costs, cultural issues and steps towards professionalism

McCormick, Roger and Stears, Chris. Banks: Conduct costs, cultural issues and steps towards professionalism. Law and Financial Markets Review, Vol. 8, No. 2, Apr 2014: 134-144. Availability: <http://search.informit.com.au/documentSummary;dn=364135340933610;res=IELBUS>

Originally Published:

Tuesday, April 1, 2014