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Implementation of the IOSCO Credit Rating Agencies Principles

The purpose of the report was to evaluate, in light of the 2003 IOSCO Principles Regarding the Activities of Credit Rating Agencies, several of the recent regulatory initiatives that impact or will shortly impact credit rating agencies whose ratings are used for regulatory purposes in multiple juris

Originally Published:

Thursday, February 24, 2011

IOSCO Discussion Paper on Mitigating Systemic Risk

The International Organisation of Securities Commissions has released a paper which aims to promote discussion among regulators on the ways systemic risk comes under their mandates, and to give them insights into how they can identify, monitor, mitigate and manage systemic risk.

Originally Published:

Thursday, February 24, 2011

FSA Solvency II: Internal Model Approval Process Thematic Review Findings

The Solvency II Directive allows firms to elect to calculate their Solvency Capital Requirement by using the standard formula, an internal model or a combination of the two.

Originally Published:

Monday, February 21, 2011

IOSCO Report on the Trading of OTC Derivatives

The International Organisation of Securities Commissions has released a report which analyses the trading of over-the-counter derivatives.

Originally Published:

Friday, February 18, 2011

Canadian Institute of Chartered Accountants Publishes a Framework for Board Oversight of Enterprise Risk

The Risk Oversight and Governance Board of the Canadian Institute of Chartered Accountants has developed a framework to help boards of directors fulfill their responsibility for the oversight of risk.

Originally Published:

Monday, January 3, 2011

Basel Committee on Banking Supervision Releases Principles For Enhancing Corporate Governance

To address fundamental deficiencies in bank corporate governance that became apparent during the financial crisis, the Basel Committee on Banking Supervision has issued a final set of principles for enhancing sound corporate governance practices at banking organisations.

Originally Published:

Monday, October 4, 2010

OECD Paper on Corporate Governance and the Financial Crisis: Conclusions and Emerging Good Practices to Enhance Implementation of the Principles

The Organisation for Economic Cooperation and Development's third report in a three part series presents a set of conclusions and emerging good practices to help companies and governments to overcome recent weaknesses and support a more effective implementation of the OECD Principles on Corpora

Originally Published:

Wednesday, February 24, 2010

CFA Institute Study on Independent Non-Executive Directors - A Search for True Independence in Asia

This study by the CFA Institute examines ways to ensure that so-called independent directors are, in fact, independent.

Originally Published:

Friday, January 1, 2010

International Corporate Governance Network Global Corporate Governance Principles

The corporate governance principles provide best practices standards of conduct and are intended to be of general application around the world, irrespective of legislative background or listing rules.

Originally Published:

Monday, November 9, 2009

Financial Aspects of Corporate Governance (“Cadbury Report”)

The Corporate Governance Committee, chaired by Sir Adrian Cadbury, was set up in May 1991 by the Financial Reporting Council, the Stock Exchange and the accountancy profession in response to continuing concern about standards of financial reporting and accountability, particularly in light of the BC

Originally Published:

Tuesday, December 1, 1992

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