Financial Advice

SEC Issues Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934

Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 established a whistleblower program that requires the Securities and Exchange Commission to pay an award to eligible whistleblowers who voluntarily provide the SEC with original information about a violation of the fed
Originally Published: 
Wednesday, May 25, 2011

OECD Paper on Corporate Governance and the Financial Crisis: Conclusions and Emerging Good Practices to Enhance Implementation of the Principles

The Organisation for Economic Cooperation and Development's third report in a three part series presents a set of conclusions and emerging good practices to help companies and governments to overcome recent weaknesses and support a more effective implementation of the OECD Principles on Corpora
Originally Published: 
Wednesday, February 24, 2010

Monetary Authority of Singapore Issues Final Recommendations on the Proposed Revisions to the Code of Corporate Governance

The Monetary Authority of Singapore Corporate Governance Framework, which comprises regulations and guidelines for locally-incorporated banks, financial holding companies and direct insurers, was first implemented in 2007
Originally Published: 
Tuesday, November 22, 2011

Monetary Authority of Singapore Enhances the Regulatory Regime for Fund Management Companies

The Monetary Authority of Singapore has issued a consultation paper to seek comments on the draft legislative amendments to give effect to the revised regulatory regime for fund management companies, as well as additional proposals to further enhance the business conduct requirements.
Originally Published: 
Tuesday, September 27, 2011

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