ASIC publishes sixth market supervision report

ASIC has published its sixth report on the supervision of Australian financial markets and market participants. Report 366 covers January to June 2013 and highlights the significant volume of market and participant-related outcomes achieved by ASIC in the first half of this year. Key outcomes include the production of 20,938 trading alerts and 94 market inquiries being conducted. In the next six months, ASIC will focus on technology governance processes in participant firms to ensure appropriate diligence at all levels.

Originally Published: 
21/08/2013