North America
Former AWB Chief Financial Officer found to have breached duties
Justice Robson found that Mr Ingelby had contravened section 180(1) of the Corporations Act 2001 (Corporations Act) and ordered that he be disqualified from managing corporations until 31 December 2012 and pay a pecuniary penalty of $10,000.
Originally Published:
Friday, August 10, 2012
When the Regulatory Perimeter Extends Too Far to Regulate: Dodd-Frank Resource Extraction and Conflict Minerals
Recent Cases Highlight Concerns for Directors in Conducting Business in High Risk Markets
Standard Chartered Bank and the Ethics of Corporate Lawyers
SEC Wells Notices: To Disclose, or Not to Disclose, That is the Question
Action and Consequence: The Key to Effective Governance, Risk and Compliance
HSBC and the Price of Technical Compliance: Is Cutting Regulatory Corners Potentially Worth $1 billion?
US Senate Faults HSBC and Regulators in Money Laundering Report
The US Senate Permanent Committee on Investigations has released a 335 page report which states that HSBC has been used by Mexican drug cartels looking to get cash back into the US by Saudi Arabian banks that needed access to dollars despite their terrorist ties and by Iranians who wanted to circumv
Originally Published:
Tuesday, July 17, 2012
Tucker's LIBOR Testimony Without Foundation
Justin O'Brien, professor and director of the Centre for Law, Markets & Regulation at the University of New South Wales, speaks with Bloomberg about the Libor-rate fixing scandal and Bank of England Deputy Governor Paul Tucker’s account of his involvement.
Originally Published:
Tuesday, July 10, 2012