Thompson Reuters' Report: ASIC: The Outlook For Enforcement 2012-13
Thomson Reuters' Governance, Risk and Compliance has prepared a white paper on ASIC's regulatory hot spots for the 2012-13 year.
Originally Published:
Wednesday, June 13, 2012
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IOSCO II: Agenda and Obstacles
Originally Published:
Wednesday, June 13, 2012
Improvements in research capacity and the technical capability of emerging markets might make a positive contribution to reducing systemic risk but how IOSCO resources each remains highly problematic.
IOSCO I: The Story To Date
Originally Published:
Tuesday, June 12, 2012
In the lead up to ASIC’s chairman assuming the chairmanship in September 2013, the history and governance structures of the International Organization of Securities Organizations is examined to date.
IOSCO Consults on Global Developments in Securitization Regulation
IOSCO has released a consultation paper which seeks public comment on policy issues arising from the work of its Task Force on Unregulated Markets and Products (TFUMP).
Originally Published:
Thursday, June 7, 2012
IOSCO Publishes its Final Report on International Standards for Derivatives Market Intermediary Regulation
IOSCO has issued a report which recommends high-level international standards for the regulation of market participants that are in the business of dealing, making a market or intermediating transactions in over-the-counter (OTC) derivatives.
Originally Published:
Wednesday, June 6, 2012
Regulating Regulation
Originally Published:
Monday, June 4, 2012
There is still much to learn about how to regulate in a manner that is simultaneously effective and efficient across rule-making dimensions, participation and consultation, monitoring and enforcement
The new architecture for hedge fund regulation: An assessment of the recent US and EU initiatives
Maris, Pavlos G. The new architecture for hedge fund regulation: An assessment of the recent US and EU initiatives. Law and Financial Markets Review, Vol. 6, No. 3, Jun 2012: 208-217. Availability: <http://search.informit.com.au/documentSummary;dn=488285254026141;res=IELBUS>
Originally Published:
Friday, June 1, 2012
IOSCO Consults on Certain Internal Controls and Procedures of the Credit Rating Agencies
This Consultation Report describes certain internal controls and procedures that credit rating agencies (CRAs) use to promote the integrity of the credit rating process and address conflicts of interest, with a view to promoting a better understanding of these practices.
Originally Published:
Friday, May 25, 2012
IOSCO Issues Final Communiqué on the 37th Annual Conference
During its 37th Annual Conference in Beijing, IOSCO further progressed its contribution to the international regulatory reform agenda.
Originally Published:
Tuesday, May 22, 2012
The Oxford Project: A Corporate Law Ethicist Responds
Originally Published:
Thursday, May 17, 2012
For all the talk about professional values the buck has to stop somewhere and it is with an external regulator.