Regulatory Risk

The regulatory risk series maps the dynamics of financial regulation and the impact of global reform agendas on corporate governance and corporate responsibility. It collates the diverse and at time conflicting imperatives associated with market conduct and prudential regulation within individual jurisdictions and evaluates the difficulties associated with integrating these agendas at national, regional and global levels. 

Re-enactment of the Glass-Steagall Act 1933: Is This a Step in the Right Direction for Global Financial Reform?

Lopes, Jacqueline. Re-enactment of the Glass-Steagall Act 1933: Is This a Step in the Right Direction for Global Financial Reform? Law and Financial Markets Review, Vol. 4, No. 4, July 2010: 428-432. Availability: <http://search.informit.com.au/documentSummary;dn=358704311305629;res=IELBUS>
Originally Published: 
Saturday, January 1, 2011

Many Hands Make Light Work: The Tripartite Arrangement as Part of the Legislative Reforms to Banking Legislation in the UK - a Spectrum of Views from a Spectrum of Institutions

Clayton, Nigel. Many Hands Make Light Work: The Tripartite Arrangement as Part of the Legislative Reforms to Banking Legislation in the UK - a Spectrum of Views from a Spectrum of Institutions. Law and Financial Markets Review, Vol. 4, No. 4, July 2010: 366-393.
Originally Published: 
Saturday, January 1, 2011

Islamic Finance: The Impact of the AAOIFI Resolution on Equity-based 'Sukuk' Structures

Salah, Omar. Islamic Finance: The Impact of the AAOIFI Resolution on Equity-based 'Sukuk' Structures. Law and Financial Markets Review, Vol. 4, No. 5, Sept 2010: 507-517. Availability: <http://search.informit.com.au/documentSummary;dn=398262109286787;res=IELBUS>
Originally Published: 
Saturday, January 1, 2011

Disclosure of Inside Information and Troubled Financial Institutions: A Critical Analysis of Member State Practice

Latui, Joris. Disclosure of Inside Information and Troubled Financial Institutions: A Critical Analysis of Member State Practice. Law and Financial Markets Review, Vol. 5, No. 1, Jan 2011: 62-76. Availability: <http://search.informit.com.au/documentSummary;dn=824435427438676;res=IELBUS>
Originally Published: 
Saturday, January 1, 2011

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