Regulatory Design

The Global Financial Crisis has demonstrated the limits of debates over privileging rules over principles or vica-versa. Effective regulatory design necessitates a pro-active interaction between rules, principles and social norms in order to determine that stated values actually inform practice. This series examines the impact of the GFC on regulatory design.

Structural regulation and financial reform: The independent commission on banking

Walker, GA. Structural regulation and financial reform: The independent commission on banking. Law and Financial Markets Review, Vol. 5, No. 6, Dec 2011: 418-434. Availability: <http://search.informit.com.au/documentSummary;dn=686359424690941;res=IELBUS>

Originally Published:

Thursday, December 1, 2011

Bank resolution and bail-ins in the context of bank groups

Gleeson, Simon. Bank resolution and bail-ins in the context of bank groups. Law and Financial Markets Review, Vol. 6, No. 1, January 2012: 61-67. Availability: <http://search.informit.com.au/documentSummary;dn=155127727929525;res=IELBUS>

Originally Published:

Sunday, January 1, 2012

Banking supervision and resolution: The European dimension

Schoenmaker, Dirk. Banking supervision and resolution: The European dimension. Law and Financial Markets Review, Vol. 6, No. 1, January 2012: 52-60. Availability: <http://search.informit.com.au/documentSummary;dn=155053196044492;res=IELBUS>

Originally Published:

Sunday, January 1, 2012

The Vickers report: An assessment

Goodhart, CAE. The Vickers report: An assessment. Law and Financial Markets Review, Vol. 6, No. 1, Mar 2012: 32-38. Availability: <http://search.informit.com.au/documentSummary;dn=154624637705554;res=IELBUS>

Originally Published:

Thursday, March 1, 2012

The wider context: The future of capital market regulation in the developed markets

Jordan, Cally. The wider context: The future of capital market regulation in the developed markets. Law and Financial Markets Review, Vol. 6, No. 2, Apr 2012: 130-135. Availability: <http://search.informit.com.au/documentSummary;dn=155649451124755;res=IELBUS>

Originally Published:

Sunday, April 1, 2012

The new architecture for hedge fund regulation: An assessment of the recent US and EU initiatives

Maris, Pavlos G. The new architecture for hedge fund regulation: An assessment of the recent US and EU initiatives. Law and Financial Markets Review, Vol. 6, No. 3, Jun 2012: 208-217. Availability: <http://search.informit.com.au/documentSummary;dn=488285254026141;res=IELBUS>

Originally Published:

Friday, June 1, 2012

Interpreting the EBA's powers: A case comment on the EBA's board of appeal decision 2013-008, 24 June 2013

Janssen, Dominic. Interpreting the EBA's powers: A case comment on the EBA's board of appeal decision 2013-008, 24 June 2013. Law and Financial Markets Review, Vol. 7, No. 6, Nov 2013: 311-314.

Originally Published:

Friday, November 1, 2013

Is it time for firms to reconsider their approach to settling enforcement action?

Thomas, Sarah and Edwards, Harry. Is it time for firms to reconsider their approach to settling enforcement action? Law and Financial Markets Review, Vol. 7, No. 6, Nov 2013: 301-303. Availability: <http://search.informit.com.au/documentSummary;dn=870907632157482;res=IELBUS>

Originally Published:

Friday, November 1, 2013