Accountability Systems

Financial Stability Oversight Council Publishes Study on Prohibitions on Proprietary Trading & Certain Relationships with Hedge Funds and Private Equity Funds

The Study suggests that proprietary trading in banking entities is speculative and recommends a supervisory framework that effectively prohibits proprietary trading activities throughout a banking entity, and not just within certain business units.
Originally Published: 
Tuesday, January 18, 2011

Commodity Futures Trading Commission Report on the Oversight of Existing and Prospective Carbon Markets

Section 750 of The Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 establishes an interagency working group, headed by the Chairman of the Commodity Futures Trading Commission, to conduct a study on the oversight of existing and prospective carbon markets to ensure an efficient, secur
Originally Published: 
Wednesday, January 19, 2011

Evaluation of Federal Housing Finance Agency’s Oversight of Fannie Mae’s and Freddie Mac’s Executive Compensation Programs

Given the concerns about executive compensation levels at companies that have received federal financial support, the FHFA Office of Inspector General initiated this evaluation to assess the processes used to develop the enterprises’ compensation packages.
Originally Published: 
Thursday, March 31, 2011

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