Methodology for Assessing Implementation of the IOSCO Objectives and Principles of Securities Regulation

The methodology, which replaces an earlier version from February 2008, is designed to provide the International Organisation of Securities Commission's ("IOSCO") interpretation of the IOSCO Objectives and Principles of Securities Regulation and give guidance on the conduct of a self-assessment or third-party assessment of the level of implementation of the principles. 

Originally Published: 
18/10/2011