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Financial Services Authority Publishes Product Intervention Discussion Paper
The Financial Services Authority's Product Intervention Discussion Paper DP11/01 proposed that retail financial services regulation should move away from its primary focus on point-of-sale, to an approach that actively regulates all aspects of the product life cycle, including the design, devel
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Wednesday, January 25, 2012
Financial Services Authority Consults on Simplifying the EU Prospectus and Transparency Directives
The Financial Services Authority and the UK Treasury have jointly published a consultation paper which follows the adoption of an Amending Directive on 24 November 2010, which revised both the Prospectus Directive and the Transparency Directive.
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Tuesday, December 13, 2011
The Reserve Bank of Australia Committed Liquidity Facility
The Reserve Bank will provide a committed liquidity facility as part of Australia's implementation of the Basel III liquidity reforms.
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Wednesday, November 16, 2011
APRA Releases Consultation Package on Implementation of Basel III Liquidity Reforms
The Australian Prudential Regulation Authority has released for consultation a discussion paper outlining its proposed implementation of the Basel III liquidity reforms in Australia.
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Wednesday, November 16, 2011
Islamic Financial Services Board Issues Guiding Principles on Liquidity Risk Management for Institutions Offering Islamic Financial Services
This consultation paper addresses the management of liquidity risk by institutions offering Islamic financial services.
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Wednesday, October 12, 2011
Public Company Accounting Oversight Board Practice Alert On Audit Risks in Certain Emerging Markets
The practice alert focuses on risks of misstatement due to fraud that auditors might encounter in audits of companies with operations in emerging markets, auditors’ responsibilities for addressing those risks, and certain other auditor responsibilities under PCAOB auditing standards.
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Monday, October 3, 2011
In Who or What Do We Trust? (Panel Discussion)
An Australian Research Council funded Roundtable for the CLMR seminar - Who Or What Do We Trust? Towards a New Theory of Corporate Governance.
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Thursday, September 15, 2011