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Trench Warfare Over Dodd-Frank Implementation
In a wide-ranging interview covering the provisions on conflict minerals and the Volcker rule on limiting proprietary trading, Professor Eric Talley of the University of California at Berkeley discusses the key obstacles involved in implementing Dodd-Frank.
Originally Published:
Thursday, April 19, 2012
New York Times Reports on The Volcker Rule and the Costs of Good Intentions
Andrew Sorkin of the New York Times has opined on the embedded costs for the US and global economy associated with implementation of the Volcker Rule.
Originally Published:
Monday, February 13, 2012
New York Times Reports That At Volcker Rule Deadline There Is A Strong Pushback From Wall St
The New York Times reports that current pushback against the Volcker Rule is the latest effort under way on Wall Street to mute the impact of Dodd-Frank.
Originally Published:
Monday, February 13, 2012
CFTC-SEC Release Joint Study on International Swap Regulation
Commodity Futures Trading Commission and the Securities and Exchange Commission have jointly conducted a study on how swaps and security-based swaps are regulated in the United States, Asia, and Europe.
Originally Published:
Tuesday, January 31, 2012
SEC Seeks Public Comment for Financial Literacy Study Mandated by Dodd-Frank Act
The Securities and Exchange Commission is seeking consultation on methods to improve the timing, content, and format of disclosures to investors regarding financial intermediaries, investment products, and investment services.
Originally Published:
Wednesday, January 18, 2012
US Federal Agencies Issue Joint Notice of Proposed Rulemaking on Risk Based Capital Guidelines
The Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation are seeking comment on an amendment to the notice of proposed rulemaking to modify the agencies’ market risk capital rules, published in the Federal Register on
Originally Published:
Wednesday, January 11, 2012
Commodity Futures Trading Commissioner Argues “Volcker Rule” Rework Warranted
The Commissioner of the Commodity Futures Trading Commission, Scott O’Malia, argued that the Volcker Rule is too complex, and may fall short of providing an appropriate foundation for a rigorous and reliable rulemaking process.
Originally Published:
Wednesday, January 11, 2012