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Bank of England Publishes Speech on Central Counterparties

The Bank of England has published a speech by Paul Tucker (Deputy Governor Financial Stability, member of the Monetary Policy Committee and member of the Financial Policy Committee) entitled Central Counterparties: the Agenda.

Originally Published:

Saturday, September 24, 2011

UK Department for Business, Innovation & Skills Releases Consultation Paper on the Future of Narrative Reporting

The UK Department for Business, Innovation and Skills seeks views on UK government plans to make narrative reporting simpler, clearer and more focused.

Originally Published:

Monday, September 19, 2011

UK Department for Business, Innovation & Skills Releases Consultation Paper on Executive Remuneration

The UK Department of Business, Innovation and Skill have released a consultation paper which explores wider questions on the role of shareholders and remuneration committees in the process of setting pay and how pay is structured to incentivise and reward.

Originally Published:

Monday, September 19, 2011

In Who or What Do We Trust? (Panel Discussion)

An Australian Research Council funded Roundtable for the CLMR seminar - Who Or What Do We Trust? Towards a New Theory of Corporate Governance.

Originally Published:

Thursday, September 15, 2011

IOSCO Commodity Derivatives Markets Supervisory Principles

The International Organisation of Securities Commisisons Commodity Derivatives Markets Supervisory Principles, which update and add to the 1997 Tokyo Communiqué, were developed in response to contemporary trends in commodity derivatives markets.

Originally Published:

Thursday, September 15, 2011

SEC Proxy Access Rule Vacated

On July 22, 2011, in Business Roundtable & Chamber of Commerce of the United States of America v. Securities & Exchange Commission, No. 10-1305 (D.C. Cir. July 22, 2011), a three-judge panel of the U.S.

Originally Published:

Tuesday, September 6, 2011

Inspectors General Report to Congress on Independence, Effectiveness and Expertise

Section 1505 of The Dodd-Frank Wall Street Reform and Consumer Protection Act 2010 required Government Accountability Office to report on the relative independence, effectiveness, and expertise of the inspectors general.

Originally Published:

Thursday, September 1, 2011

SEC Seeks Public Comment on Asset-Backed Issuers and Mortgage-Related Pools Under Investment Company Act

The Securities and Exchange Commission is requesting public comment on the treatment of asset-backed issuers as well as real estate investment trusts and other mortgage-related pools under the Investment Company Act.

Originally Published:

Wednesday, August 31, 2011

SEC Seeks Public Comment on Use of Derivatives by Mutual Funds and Other Investment Companies

The Securities and Exchange Commission is seeking public comment on a wide range of issues raised by the use of derivatives by mutual funds and other investment companies regulated under the Investment Company Act.

Originally Published:

Wednesday, August 31, 2011

ASIC Releases Proposed Good Practice Guidance on Advertising Financial Products and Advice Services

The Australian Securities and Investments Commission has issued a consultation paper to “assist promoters and publishers present advertisements that are accurate and balanced and that help investors and financial consumers make decisions that are appropriate for them”.

Originally Published:

Tuesday, August 30, 2011

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