Capital Markets

Opinion Pieces

Boring and protected: fifth pillar needed to get Australian bank customers moving

 Image sourced from Shutterstock.com
Rob Nicholls and Carolyn Evans discuss the competition policy in Australia's banking industry.

Technical leaks: Twitter results "prediction" fires warning shot to regulators

Internet Security
Nathan Lynch discusses the revelation that a technology firm managed to pre-empt Twitter's latest results announcement, using a simple strategy.

'Landmark' Payday Lending Fine Marks Pyrrhic Victory for Regulator

Nathan Lynch of Thomson Reuters suggests that ASIC is prepared to "go hard" on absent targets - but prefers to accept enforceable undertakings in the more complex cases.

Working Papers

CLMR Working Paper 14-2: Sovereign Wealth Funds: The Good Guy Investment Actors?

Originally Published: 
05/05/2014
The CLMR State Capital research team elucidate how Sovereign Wealth Funds may not only be a facilitative economic mechanism but also an important tool for domestic societal benefit.

CLMR Working Paper 13-7: Singapore Sling: How Coercion May Cure the Hangover in Financial Benchmark Governance

Originally Published: 
03/10/2013
Justin O'Brien examines Singapore's approach to Libor issues

CLMR Working Paper 13-6: Professional Obligation, Ethical Awareness and Capital Market Regulation: An Achievable Goal or Contradiction in Terms?

Originally Published: 
28/09/2013
Why were the professions so close to the executive suites unwilling or incapable of exercising skepticism throughout, during and since the Global Financial Crisis?

Government Submissions

CLMR Submission to the Financial System Inquiry

Originally Published: 
01/04/2014
Professor O'Brien (CLMR Director) and Dr George Gilligan (CLMR Senior Research Fellow) author the CLMR submission to the Australian Financial System Inquiry.

CLMR Submission to the Financial System Inquiry

CLMR Director Professor Justin O'Brien and Senior Research Fellow Dr. George Gilligan make a submission to the Australian Financial Systems Inquiry on behalf of CLMR.

Submission to the Senate Inquiry into the Performance of ASIC

An overview of the submission made by Professor Justin O'Brien and Dr George Gilligan

Podcasts

Fixing the Fix: Benchmark Reform and the Future of Financial Regulation

Originally Published: 
02/12/2014
The webcast of the CLMR and Allen & Overy event held on 19 November looking at benchmark manipulation is now available

Justin O'Brien Interviews Leonardo Pereira, Chair of Brazil's CVM

Originally Published: 
11/08/2014
In the eighth and last of the CIFR interviews at IOSCO in Madrid, Justin O'Brien with talks with Leonardo Pereira, the Chair of Brasil’s Comissão de Valores Mobiliário

Justin O'Brien Interviews Anne Lachat, Chair of FINMA

Originally Published: 
04/08/2014
In the seventh of the CIFR interviews at IOSCO in Madrid, Justin O'Brien with talks with Anne Héritier Lachat, Chair of the Swiss Financial Market Supervisory Authority

Publications

Final standard for measuring and controlling large exposures published by the Basel Committee

Originally Published: 
15/04/2014
The Basel Committee on Banking Supervision published a final standard that sets out a supervisory framework for measuring and controlling large exposures, which will take effect from 1 January 2019.

LFMR Abstract

IMF Managing Director Christine Lagarde in Ireland

Originally Published: 
19/01/2015
IMF Managing Director Christine Lagarde made a statement at the Conclusion of Her Visit to Ireland

Christine Lagarde to Visit Rwanda and Senegal

Originally Published: 
16/01/2015
Ms. Christine Lagarde, Managing Director of the International Monetary Fund (IMF), will visit Rwanda from January 26-29, 2015, and Senegal from January 29-31, 2015, to meet with policymakers and other representatives of society in each country.

Article IV Consultation with the Republic of Madagascar

Originally Published: 
16/01/2015
On January 16, 2015, the Executive Board of the International Monetary Fund (IMF) concluded the Article IV consultation with Madagascar.

Workshops

Workshop Series: Manipulation of LIBOR and Associated Benchmarks, 2014

Originally Published: 
01/01/2014
CLMR ran a series of four major workshops on regulatory issues regarding the manipulation of the London Interbank Offered Rate (LIBOR) and associated benchmarks.

Regulatory Engagement, Design and Strategies: Problems and Perspectives

Originally Published: 
26/07/2013
26 July 2013 UNSW CBD Campus, Sydney

Psychological and Behavioural Elements in Board Performance

Originally Published: 
04/07/2013
4 July 2013, Allens, Sydney
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