In accordance the requirements of Sections 404 and 406 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010, the Securities and Exchange Commission has approved a new rule requiring certain advisers to hedge funds and other private funds to report information for use by the Financi

In accordance with the requirements of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010, the Securities and Exchange Commission ("SEC") has proposed rules that lay out the process by which security-based swap dealers and security-based swap participants must

As required by Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 2010, the Securities and Exchange Commission together with the Federal Deposit Insurance Corporation, the Federal Reserve Board, and the Office of the Comptroller of the Currency, has voted to propose a rule

The Securities and Exchange Commission is requesting public comment on the treatment of asset-backed issuers as well as real estate investment trusts and other mortgage-related pools under the Investment Company Act.

The Securities and Exchange Commission is seeking public comment on a wide range of issues raised by the use of derivatives by mutual funds and other investment companies regulated under the Investment Company Act.

Andrew Sorkin of the New York Times has opined on the embedded costs for the US and global economy associated with implementation of the Volcker Rule.

The New York Times reports that even as the Securities and Exchange Commission has stepped up its investigations of Wall Street in the last decade, the agency has repeatedly allowed the biggest firms to avoid punishments specifically meant to apply to fraud cases.

The Corporations and Markets Advisory Committee has published an information paper on some of the approaches taken in Australia and internationally in respect of the regulation of executive remuneration arrangements, including the use and implications of various types of incentives and reporting on

The Corporations and Markets Advisory Committee has released a report examining the possibility of reducing the complexity of executive remuneration reports and revising the remuneration setting framework to simplify the incentive components of these arrangements.

The European Securities and Markets Authority has published a central repository of credit rating statistics and the historical performance of credit rating agencies.