Ethics
Much of what occurred in the Global Crisis was, in the exquisite phrasing of the eminent socio-legal scholar Professor Doreen McBarnet, ‘perfectly legal.’ There is common agreement among policymakers and practitioners that the crisis demonstrated an ethical failure. The ethics program of research explores the reasons for this and how it can be addressed. It evaluates the purpose and efficacy of codes of conduct at both corporate and professional level. It assesses the extent to which regulatory agencies can embed higher standards of ethics through the use of pro-active strategies.
The Legacy of James M. Landis: Keynote and Roundtable Discussion
On 24 November, the Edmond J. Safra Center for Ethics at Harvard University hosted a roundtable on Landis: "Too Big to Fail or Too Hard to Remember"
Originally Published:
Saturday, December 6, 2014
Fixing the Fix: Benchmark Reform and the Future of Financial Regulation
The webcast of the CLMR and Allen & Overy event held on 19 November looking at benchmark manipulation is now available
Originally Published:
Tuesday, December 2, 2014
Benchmark Reform and the Future of Financial Regulation
The ASX Governance Council and “independent” boards
The ASX Governance Council and “independent” boards
Author: Swan, Peter
Source: Law and Financial Markets Review, Volume 8, Number 3, September 2014, pp. 196-198(3)
http://dx.doi.org/10.5235/17521440.8.3.196
Originally Published:
Tuesday, September 30, 2014
Disclosure of Inside Information and Troubled Financial Institutions: A Critical Analysis of Member State Practice
Latui, Joris. Disclosure of Inside Information and Troubled Financial Institutions: A Critical Analysis of Member State Practice. Law and Financial Markets Review, Vol. 5, No. 1, Jan 2011: 62-76. Availability: <http://search.informit.com.au/documentSummary;dn=824435427438676;res=IELBUS>
Originally Published:
Saturday, January 1, 2011
Introspective reflections on the Islamic financial industry after the downturn: Ethics and the rule of law
Dahlan, Malik R. Introspective reflections on the Islamic financial industry after the downturn: Ethics and the rule of law. Law and Financial Markets Review, Vol. 6, No. 2, Apr 2012: 136-139. Availability: <http://search.informit.com.au/documentSummary;dn=155705350038529;res=IELBUS>
Originally Published:
Sunday, April 1, 2012
Toxic Sales Cultures and Political Fall-out
Justin O'Brien Interviews Ashley Alder, CEO of the HKSFC
As part of a series of eight interviews commissioned by CIFR, Professor Justin O'Brien interviews Ashley Alder, CEO of the Hong Kong Securities and Futures Commission
Originally Published:
Monday, July 14, 2014